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Senior Compliance Manager (Equities) - Job Opportunity at The Edge Partnership

Singapore, Singapore
Full-time
Senior
Posted: July 10, 2025
On-site
USD 120,000 - 160,000 per year based on Singapore financial services market standards for senior compliance roles with 7+ years experience in global markets, with potential for performance bonuses and equity participation typical in investment management firms

Benefits

Permanent employment status providing job security in a volatile market environment
Opportunity to work with a global commodities-focused investment firm with international presence
Direct reporting relationship to Head of Asia Compliance offering strategic leadership exposure
Access to cutting-edge compliance software and surveillance technology platforms
Professional development through regulatory interaction and industry best practices implementation

Key Responsibilities

Provide strategic compliance leadership support to Head of Asia Compliance in managing regional compliance priorities and risk mitigation strategies
Establish and maintain comprehensive compliance oversight across multiple Asian regional offices ensuring consistent regulatory adherence
Deliver specialized research and trading compliance counsel to investment professionals on complex day-to-day business matters
Enforce and implement compliance policies specifically tailored to the firm's Asian business operations ensuring regulatory alignment
Monitor evolving regulatory landscapes and proactively update compliance frameworks to maintain competitive advantage
Design and deliver ongoing compliance education programs for investment and operational staff to minimize regulatory risks
Execute comprehensive surveillance, testing, and forensic compliance programs to satisfy stringent regulatory obligations
Research and implement industry-leading compliance practices to continuously enhance the firm's competitive compliance program
Manage timely and high-quality regulatory filing submissions with local Asian regulatory authorities
Escalate critical compliance matters to global leadership and regional business heads ensuring appropriate risk management

Requirements

Education

Bachelors Degree is a must. Masters Degree or CFA or other industry certifications are a plus

Experience

Minimum 7 years of relevant compliance experience working for Fund Managers/ Banks/ Hedge Funds covering Global Markets related Compliance focusing on Equities

Required Skills

Broad set of responsibilities spanning investment compliance, business compliance, regulatory compliance and employee compliance Strong familiarity with regulations related to insider trading, market manipulation and other forms of market misconduct Have a good understanding of financial instruments especially Equities, FX, Commodities (good to know) Derivatives etc Experience communicating with regulators on behalf of the firm Experience working on a variety of compliance software spanning employee requests, surveillance, archiving, analytics etc

Certifications

CFA or other industry certifications are a plus
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Industry Trends

The global commodities trading sector is experiencing unprecedented regulatory scrutiny following recent market volatility and geopolitical tensions, driving demand for specialized compliance professionals who can navigate complex cross-border regulatory frameworks. Asian markets particularly are seeing increased regulatory harmonization efforts with Western standards, creating opportunities for compliance professionals with multi-jurisdictional experience. Equities compliance is becoming increasingly sophisticated with the integration of artificial intelligence and machine learning technologies for market surveillance and risk detection. Firms are investing heavily in technology-driven compliance solutions to stay ahead of sophisticated market manipulation schemes and insider trading patterns, making technical proficiency in compliance software a critical differentiator. The Asia-Pacific region is witnessing rapid growth in alternative investment strategies and complex derivatives trading, necessitating compliance professionals who can adapt traditional regulatory frameworks to innovative financial instruments. This trend is particularly pronounced in Singapore, which is positioning itself as a leading financial hub for sustainable finance and digital assets.

Role Significance

Typically manages 2-4 junior compliance analysts while collaborating with a regional compliance team of 8-12 professionals, with matrix reporting relationships to global compliance centers and local business units
Senior individual contributor role with significant autonomy and regional scope, positioned as a key strategic advisor to regional compliance leadership with direct influence on firm-wide compliance policies and procedures across multiple Asian markets

Key Projects

Implementation of comprehensive market surveillance systems across Asian trading desks Development of region-specific compliance training programs for investment professionals Coordination of regulatory examination responses with local authorities Design and execution of compliance risk assessments for new product launches Integration of compliance frameworks during regional office expansions or acquisitions

Success Factors

Deep understanding of Asian regulatory environments combined with global market expertise enables effective navigation of complex cross-border compliance requirements while maintaining business efficiency and competitive positioning Strong relationship-building capabilities with internal stakeholders and external regulators facilitate proactive compliance management and enable early identification and resolution of potential regulatory issues before they escalate Technology proficiency in compliance software platforms and data analytics tools enables efficient monitoring of trading activities and identification of potential market misconduct patterns across multiple asset classes and geographic regions Strategic thinking and business acumen allow for development of compliance solutions that support business objectives while maintaining regulatory integrity and protecting firm reputation in competitive markets

Market Demand

High demand driven by regulatory expansion, technological advancement, and Singapore's growing prominence as a regional financial center, with limited supply of professionals combining equities expertise with Asian regulatory knowledge

Important Skills

Critical Skills

Market surveillance and trade monitoring expertise is essential given the firm's focus on commodities trading where market manipulation risks are heightened due to concentrated market structures and potential for physical delivery impacts. This skill directly protects the firm from regulatory sanctions and reputational damage. Regulatory communication abilities are crucial as the role involves direct interaction with multiple Asian regulatory authorities, each with distinct cultural and procedural expectations. Effective regulator management prevents enforcement actions and maintains the firm's operating licenses across the region. Cross-jurisdictional compliance knowledge is vital given the complex web of Asian regulatory requirements and the need to implement consistent compliance standards across diverse legal frameworks while respecting local regulatory nuances and cultural business practices.

Beneficial Skills

Digital compliance technology expertise will become increasingly valuable as artificial intelligence and machine learning applications in surveillance and risk management continue to evolve, enabling more sophisticated compliance monitoring and predictive risk assessment capabilities ESG and sustainable finance knowledge is highly beneficial as Asian markets increasingly adopt ESG investment criteria and regulatory frameworks, creating new compliance requirements and business opportunities for firms with proactive ESG compliance capabilities Derivatives and structured products expertise provides additional career flexibility and value as Asian markets continue to develop sophisticated financial instruments and the firm potentially expands its product offerings beyond traditional commodities and equities trading

Unique Aspects

Combination of equities focus with commodities firm background provides unique exposure to diverse asset classes and trading strategies not typically found in traditional equity-focused compliance roles
Regional scope across multiple Asian jurisdictions offers accelerated professional development through exposure to diverse regulatory frameworks and business practices
Direct reporting to regional compliance head provides strategic leadership development opportunities and visibility to senior management decision-making processes
Global firm platform with local market focus enables professional network development across international compliance community while building deep regional expertise

Career Growth

3-5 years to regional head role with demonstrated success in current position, 5-7 years to global compliance leadership positions, with progression dependent on regulatory expertise development and successful navigation of major compliance initiatives

Potential Next Roles

Head of Compliance for Asia-Pacific region with full P&L responsibility for regional compliance operations Global Compliance Director with oversight of multiple geographic regions and asset classes Chief Compliance Officer at mid-sized investment management firm or hedge fund Senior regulatory affairs role at financial services regulatory authority Compliance consulting director at major professional services firm specializing in financial services

Company Overview

The Edge Partnership

The Edge Partnership operates as a specialized executive search firm focusing on financial services recruitment, representing a global commodities-focused investment firm with significant international presence and sophisticated trading operations across multiple asset classes and geographic markets

Represents established investment management firms with substantial assets under management and strong institutional client relationships, typically targeting mid-to-large scale organizations with complex regulatory requirements and global operational footprints
Singapore-based role indicates the firm's commitment to Asian market expansion and recognition of Singapore's strategic importance as a regional financial hub with access to growing Asian institutional investor base and emerging market opportunities
Fast-paced, results-oriented environment typical of institutional investment management with emphasis on regulatory excellence, professional development, and collaborative approach to complex problem-solving across diverse cultural and regulatory contexts
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